Daily Development for Thursday, June 7, 2001
By: Patrick A.
Randolph, Jr.
Professor of Law
UMKC School of Law
Of Counsel: Blackwell Sanders Peper Martin
Kansas City, Missouri
prandolph@cctr.umkc.edu
LANDLORD/TENANT; LANDLORD'S REMEDIES; DAMAGES; ACCELERATED
RENT: Landlord may recover damages for accelerated rent which is calculated
become due and payable upon construction of a building, even though the building
is never constructed.
HealthSouth Rehabilitation Corp. v. Falcon Management
Co.,2001 WL 410470 (Ala.4/20/01).
Falcon entered into an agreement to sublease property to
HealthSouth. According to the sublease, within ninety (90) days of executing
the agreement, HealthSouth was to deliver to Falcon plans and specifications
for constructing a medical office building on the leased property. Falcon was
to begin constructing the building once it received the plans. Because the
property was unimproved as of the date HealthSouth and Falcon entered into the
sublease, the sublease provided for two forms of rent: ground rent and
improvements rent. Although HealthSouth
was immediately obligated to pay ground rent for the property, the sublease
specified that improvements rent would not be due until construction of the
medical building was complete.
The sublease contained an "acceleration rent"
clause. The court does not provide the
text of that clause. Reading between
the lines, it appears that the clause required that a breaching tenant would be
liable for the entire rent for the term of the sublease.
In August of 1995, a mutually chosen architect completed
plans and specifications for a shell building, but Falcon claimed they were
insufficient. They were sufficient to
indicate that the cost of construction would be some 45% higher than initially
estimated, which caused a potential subsubtenant to refuse to sublease extra
space in the building from HealthSouth.
HealthSouth then refused to continue the project until another
subsubtenant could be found to sublease the extra space in the building. Falcon then sued HealthSouth alleging that
HealthSouth breached the sublease by failing to provide Falcon with the
requisite plans and specifications. The
trial court instructed the jury that Falcon was entitled to the accelerated
rent less any savings it realized by HealthSouth's default. Of course, the savings included the cost of
construction, but the court instructed the jury that HealthSouth was also
entitled to expect that Falcon would mitigate its damages by attempting to
relet, and that recovery would be reduced as a consequence of Falcon's failure
to take reasonable efforts to relet.
Although Falcon claimed damages in excess of $7 million, the jury found
damages in an amount of $2.2 million.
entered a judgement on a jury verdict in favor of Falcon in the amount
of $2,228,727. This amount,
however, included accelerated rent for
the unbuilt building, and HealthSouth appealed.
The Alabama Supreme Court found that the damages awarded to
Falcon were proper. The Court noted
that "Alabama law is well settled that the damages awarded in an action
for breach of contract should be an amount sufficient to return the
nonbreaching party to the position he would have occupied had the breach not
occurred."
The court held Falcon could recover damages for rent based
on the building, even though the building was never constructed, because it
found that HealthSouth's failure to provide Falcon with proper plans and
specifications prevented the construction of the building, and because the
sublease agreement provided for the "acceleration of any and all rents
upon default of the lessee." The
court concluded that awarding rent based on the building improvements to Falcon
would serve "to place it in the position it would have occupied" had
HealthSouth not breached the agreement.
Next, the court analyzed HealthSouth's argument that the
trial court should have required Falcon to reduce its claim for future
improvements rent to present value. The
court agreed with HealthSouth and explained that "[b]ecause our case law
has consistently required that future damages be reduced to present value, it
is fitting to require a lessor to reduce to present value any amount of rent
recovered that would have been due at a future time."
Finally, the court analyzed HealthSouth's argument that the
accelerated rent provision was not enforceable because it was a penalty.
The court noted that under Alabama law, accelerated rent
clauses have been held valid. The
court then explained that "if an accelerated rent clause provides for a
recovery that is approximately what the parties could have reasonably expected
the lessor to suffer in the event of a breach, it is valid." Thus, since Falcon anticipated the payment
of rent during the term of the sublease, the accelerated rent clause (as
modified by judicial requirement of duty to mitigate) was valid and enforceable
under Alabama law. In conclusion, the
court affirmed the trial court's judgment on liability and remanded the case so
that the trial court could set the present value of the accelerated rent
awarded to Falcon.
The court upheld the jury's determination to reduce the
damages to present value.
Justice Woodall dissenting,
noted that the sublease provided "improvements rent shall commence
when the construction of the improvements is completed to the extent that the
improvements are ready for occupancy...." , while the acceleration
provision stated: "Lessor shall
have the right to immediately declare the balance of any and all rent due and
payable under the lease term immediately due and payable." Since the improvements were never
constructed, Justice Woodall concluded no improvements rent was ever due, and
could thus not be accelerated.
Comment 1: The case illustrates the normal contract law
approach to damages where a landlord seeks to collect accelerated rent due to a
clause in the lease. Contract law will
not permit a penalty, and, since the landlord gets the property back and can
relet it (the court found that the vacant land still had substantial value),
the landlord must mitigate or be charged with a deduction based upon the market
value of the property.
Comment 2: The editor is puzzled as to why the question
of reduction to present value is a question of fact for the jury. Shouldn't this be a rule of law? Hmmmm.
Comment 3: Of course, if the dissent is correct in its
interpretation of the lease, then damages for the unbuilt building should not
have been collected. But the dissent's
argument was not based upon any principle of damages, but only upon the
contract language. Although the facts
are unusual, it is nevertheless accurate to say that the tenant's breach prevented
the building from being built, and thus prevented the landlord from realizing
its contractedfor return. The court
points out that the tenant (perhaps foolishly) agreed to pay rent based upon
the cost of construction, whatever that cost might be. It defaulted on this agreement.
The landlord suffered measurable lost profits as a consequence. End of story.
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