Daily Development for Thursday, November 13, 2008
by:
Patrick A. Randolph, Jr.
Elmer F. Pierson Professor of Law
UMKC School of
Law
Of Counsel: Husch Blackwell Sanders
Kansas City,
Missouri
dirt@umkc.edu
MORTGAGES; DISCHARGE; SATISFACTION STATUTE:
Ohio Court approves class certification in action for violation of mortgage
satisfaction statute.
Radath v. Federal National Mortgage Association,
891 N.E.2d, (Ohio App.6th Dist. 2008).
Radath entered into a loan
agreement on December 6, 2000, regarding real property in Cleveland, Ohio. The
mortgage was recorded on December 11, 2000. Radath paid the mortgage in full on
or about August 28, 2002, and the entry of satisfaction was filed on November
29, 2002. Ohio Revised Code Section 5301.36 requires filing of satisfaction
within 90 days. For any one violation, the statutory penalty is $250.
On
August 7, 2003, Radath filed a class-action complaint against FNMA alleging
violation of the statute. Radath's proposed class consisted of: "All persons
who, since May 9, 1997 and thereafter, paid off residential mortgages recorded
in Ohio, where FNMA was the mortgagee at the time of mortgage satisfaction and
where the mortgage satisfaction was not recorded within 90 days." The trial
court granted Radath's motion for class certification and denied Radath's
partial motion for summary judgment.
FNMA appealed asserting three
assignments of error: superiority, identifiability, and predominance. FNMA
argued that the element of superiority was not satisfied because the trial court
failed to recognize the existence of parallel class actions against mortgage
servicers that covered half of the putative FNMA class members. FNMA argued that
because it hired servicers to manage the mortgages and to file entries of
satisfaction, it was not the proper defendant in this case. FNMA argued that a
superior method for fair and efficient adjudication required that the proposed
class members recover against mortgage servicers.
The Appellate court
found that the interest of members of the class in individually controlling the
prosecution of separate actions is low because the recovery for each mortgagor
was only $250. The Court further found that a high desirability to concentrate
litigation of the claims in a particular forum exists. In granting class
certification in the instant case, the lower court avoids duplication of time,
effort, and resources because FNMA acted as mortgagee to 981,861 mortgages that
were satisfied during the time frame set forth by the class-certification order.
The Court, therefore, overruled FNMA's first assignment of error.
In the
second assignment of error, FNMA argued that the certification order failed to
identify any objective means for ascertaining membership in the class. The Court
found that there is no law requiring that the class members in this action be
ascertained from public records, nor is there a law requiring that the
class-certification order identify the exact means by which class membership
will be ascertained. Therefore, the Court overruled FNMA's second assignment of
error. Finally, FNMA argued in its third assignment of error that common issues
did not predominate over individualized issues. The key issue regarding this
assignment is whether FNMA violated R.C. 5301.36 by failing to timely record a
satisfaction of mortgage. The Court noted that the trial court is in the best
position to consider the feasibility of gathering and analyzing class-wide
evidence. Because the trial court's ruling did not exceed the bounds of
reasonableness, the Court found that it acted within its disc
retion in
resolving that there were common questions of fact among class members that
could be presented in an efficient manner.
As to the argument that the
servicers were in fact responsible, Ohio Revised Code Section 5301.36 makes no
provision for mortgage servicers. Therefore, courts have not found issue with
class-action lawsuits against the mortgagee where servicers were responsible for
recording the satisfaction. Thus the trial court did not err in finding the
element of predominance satisfied and FNMA's third assignment of error was
overruled.
Comment 1: Late mortgage satisfactions were a serious problem
in the late lamented "hot market." Many states enacted statutes with relatively
severe penalties for foot dragging in this area. Another example of how chaotic
things had become is that, despite this fact, servicers nevertheless messed up
the timing of releases. To the editor, there's really no excuse for being unable
to grant a release within 90 days of payoff. If things are so confused that a
servicer can't get that done, then it's time to unconfused.
Although FNMA
looks like it will get tagged with a big judgment here, it likely will be able
to lay liability off in its servicers, if they're still in business. In any
event, we really aren't that sure just how many mortgagees got late releases.
The class action lawyers may not enjoy the payday they anticipated (but don't
count on it.)
Comment 2: For a kinder, gentler look at this issue, see:
Huber v. Wells Fargo Home Mortgage, Inc., 248 S.W.3d 611 (2008) (The DIRT DD for
8/4/08) (A lender that records a satisfaction of a mortgage within the time
allowed by the state's mortgage payment statute is not liable for statutory
damages, despite the fact that the lender did not "deliver" the satisfaction to
the mortgagor as required by the statute.)
Readers are encouraged to
respond to or criticize this posting.
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